SEBI Investor Charter – HarmonicsTradersHub

Investor Charter in respect of Research Analyst (RA)

A. Vision and Mission

Vision: Invest with knowledge & safety.

Mission: Every investor should be able to invest in right products based on their needs, manage them to meet their goals, access reports and enjoy financial wellness.

B. Business Details

To publish research reports based on RA research activities.
To provide an independent unbiased view on securities.
To offer unbiased recommendations disclosing financial interests.
To conduct audit annually and maintain records of interactions with all clients.

C. Services Provided

Onboarding of Clients – Sharing terms, completing KYC of fee paying clients.
Disclosure of material information for informed decisions including risks and conflicts of interest.
To distribute research reports and recommendations to clients without discrimination.

D. Grievance Redressal

Grievance to be redressed within 21 days of receipt.

SCORES 2.0 – scores.sebi.gov.in
SMARTODR – smartodr.in
Physical: SEBI Bhavan, Plot No. C4-A, 'G' Block, Bandra-Kurla Complex, Mumbai – 400 051

E. Investor Rights

Right to Privacy and Confidentiality
Right to Transparent Practices
Right to Fair and Equitable Treatment
Right to Adequate Information
Right to be Heard and Satisfactory Grievance Redressal
Right to Exit per agreed terms

F. Responsibilities

Do's

Always deal with SEBI registered Research Analyst.
Check SEBI registration number.
Pay through banking channels only.

Don'ts

Do not provide funds for investment to the RA.
Don't fall prey to luring advertisements or market rumors.
Do not share login credentials of your trading or bank accounts.

G. Complaint Data (Jul 2026)

Source	Pending	Received	Resolved
Directly from investor	Nil	Nil	Nil
SEBI (SCORES)	Nil	Nil	Nil
Grand Total	Nil	Nil	Nil

Data for Jul 2026. Updated 7th Aug 2026.